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Home Management & governance Remuneration report Renumeration report tables Table 5 - Executives' options to acquire Rio Tinto plc and Rio Tinto Limited shares

Management & Governance

Table 5 - Executives' options to acquire Rio Tinto plc and Rio Tinto Limited shares

1 Jan 2007 Granted2,6 Vested
during
2007 		Exercised Lapsed/
cancelled10		 Vested and
exercisable
on
31 Dec 20075		 31 Dec
20071		 Option
price4		 Value of
options
exercised
during 20077		 Market
price on
date of
exercise		 Date from
which first
exercisable		 Expiry
date
Rio Tinto plc Share Savings Plan
Tom Albanese 791 - - - - - 791 2068p - - 1 Jan 2012 30 Jun 2012
Preston Chiaro 490 - 490 490 - - - 1277p £6,017.20 2505p 1 Jan 2007 5 Jan 2007
298 - - - - - 298 2088p - - 1 Jan 2009 6 Jan 2009
Bret Clayton - 163 - - - - 163 3557p - - 1 Jan 2010 5 Jan 2010
Guy Elliott 1,431 - - - - - 1,431 1107p - - 1 Jan 2009 30 Jun 2009
Keith Johnson 456 - - - - - 456 2068p - - 1 Jan 2010 30 Jun 2010
Andrew Mackenzie 1,021 - - - - - 1,021 1576p - - 1 Jan 2011 30 Jun 2011
Rio Tinto plc Share Option Plan
Tom Albanese 102,718 - - - - 102,718 102,718 1265.6p - - 6 Mar 2005 6 Mar 2011
125,336 - - - - 125,336 125,336 1458.6p - - 13 Mar 2005 13 Mar 2012
139,165 - - - - 139,165 139,165 1263.0p - - 7 Mar 2006 7 Mar 2013
84,020 - - - - - 84,020 1329.0p - - 22 Apr 2009 22 Apr 2014
83,926 - - - - - 83,926 1826.2p - - 9 Mar 2008 9 Mar 2015
67,511 - - - - - 67,511 2711.2p - - 7 Mar 2009 7 Mar 2016
- 66,186 - - - - 66,186 2701.2p - - 13 Mar 2010 13 Mar 2017
Preston Chiaro 37,160 - - - - 37,160 37,160 1263.0p - - 7 Mar 2006 7 Mar 2013
70,490 - - - - - 70,490 1329.0p - - 22 Apr 2009 22 Apr 2014
63,527 - - - - - 63,527 1826.2p - - 9 Mar 2008 9 Mar 2015
51,274 - - - - - 51,274 2711.2p - - 7 Mar 2009 7 Mar 2016
- 38,519 - - - - 38,519 2701.2p - - 13 Mar 2010 13 Mar 2017
Bret Clayton 13,315 - - - - - 13,315 1329.0p - - 22 Apr 2009 22 Apr 2014
11,539 - - - - - 11,539 1826.2p - - 9 Mar 2008 9 Mar 2015
10,767 - - - - - 10,767 2711.2p - - 7 Mar 2009 7 Mar 2016
- 33,850 - - - - 33,850 2701.2p - - 13 Mar 2010 13 Mar 2017
Guy Elliott 61,703 - - - - 61,703 61,703 1458.6p - 13 Mar 2005 13 Mar 2012
97,387 - - - - 97,387 97,387 1263.0p - - 7 Mar 2006 7 Mar 2013
73,70 - - - - - 73,700 1329.0p - - 22 Apr 2009 22 Apr 2014
72,972 - - - - - 72,972 1826.2p - - 9 Mar 2008 9 Mar 2015
58,100 - - - - - 58,100
 2711.2p - - 7 Mar 2009 7 Mar 2016
- 44,052 - - - -

44,052

2701.2p - - 13 Mar 2010 13 Mar 2017
Keith Johnson 43,500 - - - - - 43,500 1329.0p - - 22 Apr 2009 22 Apr 2014
47,937 - - - - - 47,937 1826.2p - - 9 Mar 2008 9 Mar 2015
37,869 - - - - - 37,869 2711.2p - - 7 Mar 2009 7 Mar 2016
- 28,294 - - - -

28,294

2701.2p - - 13 Mar 2010 13 Mar 2017
Andrew Mackenzie8 53,769 - - - - - 53,769 1826.2p - - 9 Mar 2008 9 Mar 2015
42,019 - - - - - 42,019 2711.2p - - 7 Mar 2009 7 Mar 2016
- 31,159 - - - 31,159 2701.2p - - 13 Mar 2010 13 Mar 2017
Rio Tinto Limited Share Savings Plan
Leigh Clifford 1,486 - 842 - 644 842 842 A$29.04 - - 30 Sep 2007 31 Mar 2008
Oscar Groeneveld 1,431 - - - - - 1,431 A$27.48 - - 1 Jan 2009 30 Jun 2009
Sam Walsh 601 - - - - - 601 A$40.92 - - 1 Jan 2009 30 Jun 2009
Rio Tinto Limited Share Option Plan
Leigh Clifford9 52,683 - - 52,683 - - - A$23.4382 A$4,145,720.10 A$102.1300 28 May 2002 28 May 2009
59,318 - - 59,318 - - - A$24.0690 A$4,630,422.40 A$102.1300 7 Mar 2003 7 Mar 2010
29,660 - - 29,660 - - - A$24.0690 A$2,409,940.15 A$105.3215 7 Mar 2005 7 Mar 2010
241,430 - - - - 241,430 241,430 A$33.1060 - - 6 Mar 2005 6 Mar 2011
208,882 - - - - 208,882 208,882 A$39.8708 - - 13 Mar 2005 13 Mar 2012
254,132 - - - - 254,132 254,132 A$33.3360 - - 7 Mar 2006 30 Sep 2012
179,370 - - - - - 179,370 A$34.4060 - - 22 Apr 2009 30 Sep 2012
169,987 - - - - - 169,987 A$47.0420 - - 9 Mar 2008 30 Sep 2012
126,992 - - - - - 126,992 A$71.0600 - - 7 Mar 2009 30 Sep 2012
- 92,325 - - 41,230 - 51,095 A$74.5880 - - 13 Mar 2010 30 Sep 2012
Oscar Groeneveld 90,080 - - 90,080 - - - A$33.3360 A$5,466,270.59 A$94.0184 7 Mar 2006 7 Mar 2013
62,600 - - - - - 62,600 A$34.4060 - - 22 Apr 2009 22 Apr 2014
64,321 - - - - - 64,321 A$47.0420 - - 9 Mar 2008 9 Mar 2015
52,086 - - - - - 52,086 A$71.0600 - - 7 Mar 2009 7 Mar 2016
- 37,987 - - - - 37,987 A$74.5880 - - 13 Mar 2010 13 Mar 2017
Sam Walsh 54,400 - - - - - 54,400 A$34.4060 - - 22 Apr 2009 22 Apr 2014
58,823 - - - - - 58,823 A$47.0420 - - 9 Mar 2008 9 Mar 2015
48,079 - - - - - 48,079 A$71.0600 - - 7 Mar 2009 7 Mar 2016
- 35,861 - - - - 35,861 A$74.5880 - - 13 Mar 2010
13 Mar 2017

Notes Expand
  1. Or at date of retirement or resignation if earlier.
  2. All options granted over ordinary shares. Rio Tinto plc - ordinary shares of 10p each stated in pence sterling; Rio Tinto Limited ordinary shares - stated in Australian dollars. Each option is granted over one share. The date of grant was 13 March 2007. The performance conditions for the SOP.
  3. The closing price of Rio Tinto plc ordinary shares at 31 December 2007 was 5317p (2006: 2718p) and the closing price of Rio Tinto Limited shares at 31 December 2007 was A$133.95 (2006: A$74.30).
  4. The option price represents the exercise price payable on the options. No amounts are unpaid on any shares allocated on the exercise of the options.
  5. Under the plans no options would be vested and unexercisable at the reporting date however, the exercise of options is subject to restrictions contained in the 'Rules for dealing in Rio Tinto Securities'.
  6. The fair value per option, granted during 2007, at date of grant was as follows: Rio Tinto plc Share Savings Plan two year contract 1028p; three year contract 1421p; four year contract 1263p and five year contract 1368p; Rio Tinto Limited Share Savings Plan three year contract A$34.19 and five year contract A$34.04. Rio Tinto plc Share Option Plan 617p; Rio Tinto Limited Share Option Plan A$14.23.
  7. The value of options exercised during 2007 is calculated by multiplying the number of options exercised by the difference between the market price and the option price on date of exercise.
  8. Andrew Mackenzie was granted 40,216 phantom options over Rio Tinto plc shares at a price of 1329p per share, exercisable between 22 April 2009 and 22 April 2014.
  9. Leigh Clifford was granted 92,325 options over Rio Tinto Limited shares at a price of A$74.588 per share on 13 March 2007. This grant was approved by shareholders under ASX Listing Rule 10.14 at the 2004 annual general meeting. Subject to the rules of the Rio Tinto Limited Share Option Plan, Leigh Clifford's options granted under that plan were reduced proportionally and cancelled to reflect the actual portion of 2007 he was an employee of the Group.
  10. No options lapsed for failure to satisfy a performance condition.

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